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Frequently Asked Questions (FAQ) - Investors

  1. Does UQM Technologies have different classes of stock?
  2. How do I buy UQM Technologies common stock?
  3. Does UQM Technologies have a Direct Stock Purchase Plan?
  4. What is UQM Technologies stock symbol and CUSIP number?
  5. On what stock exchanges is UQM Technologies common stock listed?
  6. Does UQM Technologies pay a dividend?
  7. When was the Company founded and what is its fiscal year?
  8. How do I transfer my stock or change my mailing address?
  9. When do you normally release quarterly earnings?
  10. Do you host quarterly conference calls with investors? Can any investor participate?
  11. When is the Annual Meeting of Shareholders?
  12. How do I vote my common stock?
  13. How many people own UQM Technologies common stock?
  14. Who are the Company’s independent auditors?
  15. Will the Company answer questions about market rumors or whether or not the Company is participating in a certain contract or product?
  16. Is it possible to tour the Company’s facilities?
  17. How do I obtain an investor kit?
  18. Can I receive press releases by e-mail or facsimile when they are issued?
  19. Who should I contact if I have additional questions?
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1. Does UQM Technologies have different classes of stock?

We have one class of stock – $.01 par value common stock.

 

2. How do I buy UQM Technologies common stock?

Our common stock can be bought or sold through a stock broker, bank or generally through a financial institution that provides brokerage services.

 

3. Does UQM Technologies have a Direct Stock Purchase Plan?

No. Our common stock can only be bought or sold through a stockbroker, bank or financial institution that provides brokerage services.

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4. What is UQM Technologies stock symbol and CUSIP number?

The Company’s ticker symbol is UQM and its CUSIP number is 903213 10 6.

 

5. On what stock exchanges is UQM Technologies common stock listed?

Our common stock trades on the American Stock Exchange, Chicago Stock Exchange, and Pacific Stock Exchange in the United States.

 

6. Does UQM Technologies pay a dividend?

No, we do not pay a dividend. We believe it is in the best interest of shareholders to retain our available cash balances for the further advancement of our technology and to fund future growth.

 

7. When was the Company founded and what is its fiscal year?

We were incorporated on December 7, 1967 in Colorado. Our fiscal year begins on April 1 and ends on March 31.

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8. How do I transfer my stock or change my mailing address?

Our transfer agent is Computershare Investor Services. You can contact them by telephone at 303-262-0600, by facsimile at 303-262-0700 or on the internet at www.computershare.com or by mail at 350 Indiana Street, Suite 800, Golden, Colorado 80401. Computershare can advise you on which forms and legal documents are required to complete your requested ownership change or address change.

 

9. When do you normally release quarterly earnings?

Our fiscal quarters end on June 30, September 30, December 31 and March 31 of each fiscal year. Quarterly earnings are usually announced approximately 4 to 5 weeks following the end of each fiscal quarter. Annual operating results are usually released in the later part of May.

 

10. Do you host quarterly conference calls with investors? Can any investor participate?

We host a conference call each quarter with investors on the same day that we announce quarterly earnings. The call is open to all investors. Information on how to access the conference call is typically announced via press release, 1 to 2 days before the scheduled date for the conference call.

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11. When is the Annual Meeting of Shareholders?

The Company’s Annual Meeting is typically held in August. This year’s meeting was held on August 22, 2007. The exact date for next year's Annual Meeting will be announced in early July 2008.

 

12. How do I vote my common stock?

At the annual meeting, shareholders have the opportunity to vote on the election of directors, ratification of the Company’s independent auditors and other matters. Shareholders may vote in person by attending the meeting or by proxy.

Shareholders are sent an annual report together with a notice of the annual meeting and proxy statement approximately 30 to 45 days prior to the date of the meeting. These materials contain the details of the meeting and items to be voted on. A proxy card is furnished so shareholders can cast their votes. Shareholders are urged to vote by returning the completed proxy card, or by telephone or the Internet.

 

13. How many people own UQM Technologies common stock?

On June 9, 2006, there were 795 registered owners of our common stock and approximately 7,200 additional shareholders who own our common stock through brokerage houses, banks and other financial institutions.

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14. Who are the Company’s independent auditors?

Grant Thornton LLP has served as the Company’s independent auditors since 2004.

 

15. Will the Company answer questions about market rumors or whether or not the Company is participating in a certain contract or product?

As a matter of Company policy and compliance with Fair Disclosure laws, we do not comment on any rumor or news item not previously disclosed in a public announcement or public document produced by the Company.

 

16. Is it possible to tour the Company’s facilities?

Yes, it is possible to tour our facilities; however, the tour may be restricted to only certain areas of our facilities due to the confidential nature of our work for customers. In addition, visits are limited to personnel availability and scheduling considerations. If you would like to arrange a visit, please contact investor relations at 303-278-2002 x1138 or e-mail investor@uqm.com.

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17. How do I obtain an investor kit?

Please call investor relations at 303-278-2002 x1138 or e-mail investor@uqm.com with your name and address. Most of the information in our investor kit may be downloaded from the Company’s website, if this is more convenient.

 

18. Can I receive press releases by e-mail or facsimile when they are issued?

Yes, to sign-up for receiving press releases by either e-mail or facsimile, please click here.

 

19. Who should I contact if I have additional questions?

Please contact investor relations at 303-278-2002 x1138 or e-mail us at investor@uqm.com.

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